Ruling Allows Broker Conflict of Interest
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Currently, stockbrokers can offer the same services as Fee-Only financial planners without being accountable to the same fiduciary standards. This exemption to the Investment Advisers Act of 1940 has been called the “Merrill Lynch rule.”

How to Avoid Higher Cost Mutual Funds
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If you rely on a commission-based financial product salesperson, you will probably be sold the wrong kind of funds.

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